Chief Compliance Officer and Counsel
Ms. Cindy Stroik, Esq. is Chief Compliance Officer and Counsel of WBI. Joining the firm in 2010 as Compliance Officer, she was subsequently promoted to Senior Compliance Officer, and in June of 2013 she was promoted to her current role.
Ms. Stroik is dedicated to compliance program development and enforcement. She is committed to fostering a firm-wide, participatory “culture of compliance” through continued compliance program enhancement and employee-oriented continuing education regarding regulatory requirements. Her additional responsibilities include departmental risk assessment, advertising review, regulatory filings, drafting compliance manuals and compliance testing procedure, and providing consultation on industry regulation. Ms. Stroik is licensed to actively practice law in New Jersey.
Ms. Stroik is a graduate of the University of Delaware where she attained an Honors Bachelor of Arts, and later received her Juris Doctor (J.D.) from the Drexel University Thomas R. Kline School of Law.