Chief Compliance Officer and Counsel
Ms. Alyson Kest serves as Chief Compliance Officer and Counsel of WBI, The Hartshorne Group, and Millington Securities.
Before assuming her role as Chief Compliance Officer of WBI in August of 2019, Ms. Kest served as Chief Compliance Officer of Millington Securities since October of 2015. Ms. Kest was also Investment Compliance Officer at Catlin Group (now known as XL Catlin) where she managed the firm’s compliance oversight of the global insurance company’s investment activity. Prior to her role at Catlin, Ms. Kest was Compliance Officer for Credit Sales and Trading at Macquarie, where she was responsible for compliance oversight of the Credit Sales and Trading team. Ms. Kest began her career as Associate General Counsel at Royal Alliance Associates and held several Compliance and Risk roles at Morgan Stanley prior to joining Macquarie.
Ms. Kest earned her BA in Communications from Marist College and her JD from Seton Hall University School of Law. Ms. Kest is admitted to practice law in the State of New Jersey.