Ready for Paperwork?
Click on the below to fill and download the relevant paperwork. If you have any questions, please contact your wholesaler or call 800-772-5810.
For advisors opening account custodied at Pershing Advisor Solutions:
Individual Forms
- Account Replicate Form
- ACH Authorization Agreement
- Advisor Fee Decrease
- Advisor Fee Increase
- Change of Address Authorization
- Check Request Form
- Designation of Beneficiary
- Individual Transfer on Death Agreement
- Joint Transfer on Death Agreement
- IRA Distribution Request Form
- Journal Request
- Transfer of Assets
- User ID and E Delivery Request
- Wire Form
- WBI Strategy Change Form
New Client Packet
- WBI Client Disclosure Packet (to be given to the client upon solicitation)
- Corporate Account Packet
- Corporate Account Packet (Solo Officer)
- Individual Account Packet
- Inherited IRA Account Packet
- Joint Community Property Account Packet
- Joint Rights of Survivorship Account Packet
- Joint Tenants in Common Account Packet
- Partnership Account Packet
- Roth IRA Account Packet
- SEP IRA Account Packet (need Form 5305 also)
- Simple IRA Account Packet
- Traditional IRA Account Packet
- Trust Account Packet
Existing Client New Account Packet
Existing client forms can be used to open additional account for current signers (ie. Individual, joint, IRA where both clients have signed our agreement) -- they cannot be used for entities if the entity does not have a current account with us.
- WBI Client Disclosure Packet (to be given to client upon solicitation)
- Existing Client (replicate an existing registration)
- Existing Client Individual Account Packet
- Existing Client Inherited IRA Account Packet
- Existing Client Joint Community Property Account Packet
- Existing Joint Rights of Survivorship Account Packet
- Existing Client Joint Tenants in Common Account Packet
- Existing Client Roth IRA Account Packet
- Existing Client SEP IRA Account Packet (need form 5305 also)
- Existing Client Simple IRA Account Packet
- Existing Client Traditional IRA Account Packet